SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
AGEE JERRY B

(Last) (First) (Middle)
1840 CENTURY PARK EAST

(Street)
LOS ANGELES CA 90067

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/16/2005
3. Issuer Name and Ticker or Trading Symbol
NORTHROP GRUMMAN CORP /DE/ [ NOC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Acting Pres., Mission Systems
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 16,000(1) D
Common Stock 5,298.892 I See footnote.(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right-to-Buy) 02/04/1998(3) 02/03/2007 Common Stock 2,144 46.79 D
Stock Option (Right-to-Buy) 02/11/1999(4) 02/10/2008 Common Stock 2,144 49.85 D
Stock Option (Right-to-Buy) 02/10/2000(5) 02/09/2009 Common Stock 1,608 46.67 D
Stock Option (Right-to-Buy) 04/26/2001(6) 04/25/2010 Common Stock 16,072 54.11 D
Stock Option (Right-to-Buy) 12/11/2002(7) 02/19/2012 Common Stock 8,572 34.54 D
Stock Option (Right-to-Buy) 08/20/2004(8) 08/20/2013 Common Stock 12,000 47.11 D
Stock Option (Right-to-Buy) 06/14/2005(9) 06/14/2014 Common Stock 12,000 52.485 D
Explanation of Responses:
1. Total includes 4,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 5/21/03, with the valuation of performance measurement period ("measurement period") ending on 12/31/05; 6,000 unvested RPSRs granted under the 2001 LTISP on 8/20/03, with the measurement period ending on 12/31/06; and 6,000 unvested RPSRs granted under the 2001 LTISP on 2/16/05, with the measurement period ending on 12/31/07. Grants awarded pursuant to Rule 16b-3(d).
2. Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of August 15, 2005. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
3. This option, originally a TRW Inc. option granted on 2/4/97 and vesting in three equal annual installlments, was fully-vested immediately upon Northrop Grumman Corporation's acquisition of TRW Inc. on 12/11/02.
4. This option, originally a TRW Inc. option granted on 2/11/98 and vesting in three equal annual installlments, was fully-vested immediately upon Northrop Grumman Corporation's acquisition of TRW Inc. on 12/11/02.
5. This option, originally a TRW Inc. option granted on 2/10/99 and vesting in three equal annual installlments, was fully-vested immediately upon Northrop Grumman Corporation's acquisition of TRW Inc. on 12/11/02.
6. This option, originally a TRW Inc. option granted on 4/26/00 and vesting in three equal annual installments, was fully-vested immediately upon Northrop Grumman Corporation's acquisition of TRW Inc. on 12/11/02.
7. This option, originally a TRW Inc. option granted on 2/20/02 and vesting in three equal annual installments, was fully-vested immediately upon Northrop Grumman Corporation's acquisition of TRW Inc. on 12/11/02.
8. This option was granted on 8/20/03, and vests in four equal annual installments following the date of the grant.
9. This option was granted on 6/14/04, and vests in four equal annual installments following the date of the grant.
Kathleen M. Salmas, Attorney- in-fact for Jerry B. Agee 08/23/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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