UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________________________
FORM 8-K
_______________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
May 15, 2019
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NORTHROP GRUMMAN CORPORATION
(Exact name of registrant as specified in its charter)
__________________________________________________
DELAWARE | 1-16411 | No. 80-0640649 | ||
(State or Other Jurisdiction of | (Commission File Number) | (I.R.S. Employer | ||
Incorporation or Organization) | Identification Number) | |||
2980 Fairview Park Drive, Falls Church, Virginia 22042
www.northropgrumman.com
(Address of principal executive offices and internet site)
(703) 280-2900
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
□ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
□ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
□ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
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Item 5.07 Submission of Matters to a Vote of Security Holders.
At the 2019 Annual Meeting held on May 15, 2019, shareholders considered and approved the three proposals that management presented, each of which is described in more detail in the Company's Proxy Statement filed on March 29, 2019. Shareholders did not approve either the shareholder proposal to provide for a report on management systems and processes for implementing the Company's human rights policy or the shareholder proposal to provide for an independent chair.
The results detailed below represent the final voting results as certified by the Inspectors of Election:
Management's Proposals
Proposal 1
The shareholders elected the following thirteen directors: Wesley G. Bush, Marianne C. Brown, Donald E. Felsinger, Ann M. Fudge, Bruce S. Gordon, William H. Hernandez, Madeleine A. Kleiner, Karl J. Krapek, Gary Roughead, Thomas M. Schoewe, James S. Turley, Kathy J. Warden and Mark A. Welsh III.
Director | For | Against | Abstain | Broker Non-Vote | ||||
Wesley G. Bush | 136,887,823 | 1,749,965 | 329,377 | 18,696,461 | ||||
Marianne C. Brown | 136,926,086 | 1,344,673 | 696,406 | 18,696,461 | ||||
Donald E. Felsinger | 135,171,095 | 3,071,844 | 724,226 | 18,696,461 | ||||
Ann M. Fudge | 136,709,177 | 1,560,662 | 697,326 | 18,696,461 | ||||
Bruce S. Gordon | 125,193,858 | 13,094,534 | 678,773 | 18,696,461 | ||||
William H. Hernandez | 136,737,028 | 1,471,940 | 758,197 | 18,696,461 | ||||
Madeleine A. Kleiner | 136,849,938 | 1,403,185 | 714,042 | 18,696,461 | ||||
Karl J. Krapek | 136,540,515 | 1,679,220 | 747,430 | 18,696,461 | ||||
Gary Roughead | 136,954,654 | 1,302,164 | 710,347 | 18,696,461 | ||||
Thomas M. Schoewe | 136,382,210 | 1,841,633 | 743,322 | 18,696,461 | ||||
James S. Turley | 136,752,447 | 1,482,995 | 731,723 | 18,696,461 | ||||
Kathy J. Warden | 137,068,429 | 1,420,965 | 477,771 | 18,696,461 | ||||
Mark A. Welsh III | 137,023,883 | 1,266,895 | 676,387 | 18,696,461 | ||||
Proposal 2
The shareholders approved, on an advisory basis, the compensation of the Company's named executive officers, with a vote of:
For | Against | Abstain | Broker Non-Vote | |||
131,758,808 | 5,708,942 | 1,499,415 | 18,696,461 | |||
Proposal 3
The shareholders ratified the appointment of Deloitte & Touche LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 with a vote of 153,460,123 shares for, 3,689,410 shares against and 514,093 abstentions.
Shareholder Proposals
Proposal 4
The shareholders did not approve the shareholder proposal to provide for a report on management systems and processes for implementing the Company's human rights policy.
For | Against | Abstain | Broker Non-Vote | |||
41,338,718 | 91,463,116 | 6,165,331 | 18,696,461 | |||
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Proposal 5
The shareholders did not approve the shareholder proposal to provide for an independent chair.
For | Against | Abstain | Broker Non-Vote | |||
48,930,548 | 89,071,631 | 964,986 | 18,696,461 | |||
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NORTHROP GRUMMAN CORPORATION (Registrant) | ||
By: | /s/ Jennifer C. McGarey | |
Jennifer C. McGarey Corporate Vice President and Secretary | ||
Date: May 20, 2019
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